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Ethical/Legal Training Manual for Non-Clinical Employees in Mental Health Settings

Ethical/Legal Training Manual for Non-Clinical Employees in Mental Health Settings

A Staff Training Manual with a Reference Appendix for Employer/Provider

(National Edition)

Mary Alice Fisher, Ph.D. (2008)

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(This sample manual is designed to meet the ethical/legal portion of staff training requirements as found in Ethics Codes, state regulations, and/or federal HIPAA Regulations. Appropriate for providing ethics training for all staff – both clinical and non-clinical – in clinical settings. In addition to a printed copy of the Manual and Appendix, you receive a CD that contains the text in three formats, WORD, Word Perfect, and WORKS, so you can “personalize” it for training staff in your own setting.)

Table of Contents

INTRODUCTION

I. Underlying Ethical Principles

II. Office Environment

A. Establishing & Maintaining Appropriate Atmosphere

B. Responding to Difficult Patient Situations

C. Responding to Patients’ Questions

III. Patient Privacy & Confidentiality

A. Understanding the Ethical & Legal Requirements

1. Ethical Rules About Confidentiality & Consent for Disclosure

2. Legal Rules About Confidentiality & Consent for Disclosure

3. Consequences of Unauthorized Disclosures

B. Following Our Policies About Privacy & Confidentiality

1. Protecting Patient’s Right to Privacy While In Our Office

2. Protecting Patient’s Right to Confidentiality (Non-Disclosure)

a. Rule: Disclose Information Only With Patient Consent

b. Rule: Handle/Store/Dispose of Patient Information Carefully

c. Protocol: Responding to Requests for Patient Information

d. Protocol: Telephone

e. Protocol: Photocopier

f. Protocol: E-Mail

g. Protocol: FAX

3. Signing the Employee Confidentiality Contract

IV. Relationship With Clients

V. Billing Patients and/or Third Parties for Reimbursement

A. Ethical & Legal Requirements/Limitations

1. Providing Accurate Information; Avoiding Insurance Fraud

2. Monitoring Electronic Transmissions of Claims

3. Honoring Limitations in Provider Contracts

B. Our Policies re: Electronic Transmission of Claims & Treatment Plans

VI. Other Policies/Procedures With Ethical/Legal Implications

A. Maintaining Boundaries & Avoiding Dual Relationships With Patients

B. Operating Within Specified Job Description

C. Monitoring Privacy, Confidentiality, and HIPAA compliance

APPENDIX

Ethical Standards

Legal Requirements

Statutes, Regulations, & Cases (Listing to be completed by Employer)

Federal HIPAA Regulations (Summary)

Ethical Model Protecting Confidentiality Rights

Integrating Ethical Standards, State Law, & HIPAA

Sample Forms & Contracts

Documentation of Employee Training

Employee Confidentiality Contract

Sample Employee Test

Cost of Manual Only: $30.00, includes sales tax, postage, and handling

Cost of Manual + CD of text in three formats – WORD, Word Perfect, and WORKS – so you can easily “personalize” it for your own setting.): $40.00, includes sales tax, postage, and handling

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Home Study Test for Ethical/Legal Training Manual

4 CE Credits — (30 test items)

Cost of test: $54.00, includes sales tax, postage and handling

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